K•••• D• R•••••

Advisor at P•••••••• S••••••••• I•••

Wildwood, MO | CHESTERFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94f3a138-7610-ee1b-a570-5d42c27f3103

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 3, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jul 20, 2022	n/a	yes	CHESTERFIELD, MO\|Wildwood, MO	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	Oct 30, 2017	Jul 18, 2022	no	Chesterfield, MO\|IRVINGTON, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• S••••••••• C•••••••••	P•••••••• S••••••••• I•••	Jul 18, 2022	Jul 20, 2022	2	Firm change	RIA to ibd
C•••• F•••••••• S••••••• G••••• I•••	P••••••••• S••••••••• C•••••••••	Aug 25, 2017	Oct 30, 2017

Relationships

Registered with (7)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 20, 2022 to presentfactForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 30, 2017 to Jul 18, 2022factForm ADV
→ C•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
May 19, 2017 to Aug 25, 2017factForm ADV
→ C••••• • C••••••• I•••

Dated events

Occurred
Jul 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94f3a138-7610-ee1b-a570-5d42c27f3103
First observed: Feb 3, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.