DFX Intelligence

C•••••• P••••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)39 years in industry

C•••••• P••••••• S•••••••••

Advisor at K••••••• F•••••••• A•••••••• L••

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 24, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• F•••••••• A•••••••• L••	Independent wealth	Oct 14, 2003	n/a	yes	NEW YORK, NY	Current employment
S••• M••••• S•••••••• L••	n/a	Mar 24, 1995	Jun 30, 2003	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• M••••• S•••••••• L••	K••••••• F•••••••• A•••••••• L••	Jun 30, 2003	Oct 14, 2003	106	Firm change	Other

Relationships

Registered with (2)

→ K••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 14, 2003 to presentfactForm ADV
→ S••• M••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 24, 1995 to Jun 30, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 24, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.