DFX Intelligence

A••••• I••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A••••• I••••• M••••••••• L••

CRD 319191

WASHINGTON, DC

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Search this name across graphsid dfx:ria:950030e9-7212-cb91-9845-cc68f5fa9d3b

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 3
Observed: Apr 8, 2022 to Mar 28, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A••••• I••••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

A••••• I••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

A••••• I••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.91 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $262M••• Locked
Discretionary RAUM: $262M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• D•••••• T••••••••• F•••• L•	Venture Capital Fund	$117M	Oct 18, 2024	8	Apr 8, 2022	reported	021-453932
A••••• V•••••• L••• L•	Venture Capital Fund	$29.0M	Oct 18, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• I•••••••••	SOLE MEMBER	E	yes	04/2021	Apr 8, 2022	Oct 18, 2024
A•••••••• E••••••• A•••••	President	Na	yes	04/2021	Apr 8, 2022	Oct 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• D•••••• T••••••••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a
A••••• F••••••• I•••••••• F••• G•• L••	n/a	Former SEC adviser	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
CHEMBUR, MUMBAI	n/a	India	5	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$262M	$262M	0.3%	$159M	18.1%	21	23	1	1

Relationships

Affiliated with (1)

→ A••••• F••••••• I•••••••• F••• G•• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (3)

→ A••••• D•••••• T••••••••• F•••• L•Private fundVenture Capital Fund, IA
Apr 8, 2022 to presentfactForm ADV
→ A••••• V•••••• L•• F••• I•• L•Private fundVenture Capital Fund, IA
Mar 28, 2024 to presentfactForm ADV

Dated events

Occurred
Oct 18, 2024
Control person left
Nmn Livingston Parsons Iii (Officer) no longer on Schedule A of A••••• I••••• M••••••••• L•• (listed 2024-03-28, absent 2024-10-18)
Form ADVobserved 7 days ago
Occurred
Oct 18, 2024
Control person joined
Afonso Sousa Paulo Silva (Officer) appeared on Schedule A of A••••• I••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Aug 31, 2022
Control person joined
Nmn Livingston Parsons Iii (Chief Financial Officer) appeared on Schedule A of A••••• I••••• M••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:950030e9-7212-cb91-9845-cc68f5fa9d3b
First observed: Apr 8, 2022
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.