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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FIRST OHIO PLANNING, LLC

CRD 144498

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:950e7251-27e6-e101-ef3b-dec325aefe8b

Data as of Jun 23, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 1
Observed: Apr 10, 2013 to Jun 23, 2020
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

First Ohio Planning, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $256MItem 5.F on the latest filing (2020-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $256M
Private client RAUM: $210MderivedItem 5.D individuals plus high net worth individuals
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 653
Individual clients: 239
High net worth clients: 80
Custody, client assets: $210M
SEC number: 801-77963
CRD: 144498
Filings on the tape: 21
First filed: Apr 10, 2013
Latest filed: Jun 23, 2020
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MERCER GLOBAL ADVISORS INC.	PARENT COMPANY	E	yes	01/2020	Feb 19, 2020	Jun 23, 2020
RYAN, JAMES, SCHELL	SOLE MEMBER AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2012	Apr 10, 2013	Jun 23, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JAMES S. RYAN	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 3, 2020	$256M	$256M	6	3	0	n/a	n/a
2018	Mar 26, 2019	$221M	$221M	6	3	0	n/a	n/a
2017	Mar 27, 2018	$341M	$237M	7	4	0	n/a	n/a
2016	Mar 29, 2017	$291M	$176M	7	6	n/a	n/a	n/a
2015	Mar 24, 2016	$253M	$170M	6	4	n/a	n/a	n/a
2014	Mar 4, 2015	$173M	$173M	5	4	n/a	n/a	n/a
2013	Mar 19, 2014	$152M	$152M	5	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$256M	$221M	15.6%	$291M	-4.2%	6	6	0	0

Relationships

Controls (2)

← RYAN, JAMES, SCHELLOwnerSOLE MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 10, 2013 to presentfactForm ADV
← MERCER GLOBAL ADVISORS INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Feb 19, 2020 to presentfactForm ADV

Registered with (2)

← JAMES SCHELL RYANAdvisorregistration: previous registration
Nov 29, 2007 to Sep 22, 2020factForm ADV
← LORI MARIE FELLOWSAdvisorregistration: previous registration
Feb 19, 2017 to Sep 20, 2018factForm ADV

Dated events

Occurred
Jul 31, 2018
Regulatory AUM changed
First Ohio Planning, Llc reported RAUM $236.5M, down 31% from $340.8M (2018-06-05 to 2018-07-31)
Form ADVobserved 4 days ago
$-104M
Occurred
Apr 10, 2013
First Form ADV filing
First Ohio Planning, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:950e7251-27e6-e101-ef3b-dec325aefe8b
First observed: Apr 10, 2013
Last observed: Jun 23, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST OHIO PLANNING, LLC

CRD 144498

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:950e7251-27e6-e101-ef3b-dec325aefe8b

Data as of Jun 23, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MERCER GLOBAL ADVISORS INC.

PARENT COMPANY

yes

01/2020

Feb 19, 2020

Jun 23, 2020

RYAN, JAMES, SCHELL

SOLE MEMBER AND CHIEF COMPLIANCE OFFICER

yes

01/2012

Apr 10, 2013

Jun 23, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JAMES S. RYAN

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 3, 2020

$256M

n/a

2018

Mar 26, 2019

$221M

n/a

2017

Mar 27, 2018

$341M

$237M

n/a

2016

Mar 29, 2017

$291M

$176M

n/a

2015

Mar 24, 2016

$253M

$170M

n/a

2014

Mar 4, 2015

$173M

n/a

2013

Mar 19, 2014

$152M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$256M

$221M

15.6%

$291M

-4.2%