DFX Intelligence

R•••••• E••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

R•••••• E••••• H•••

Advisor at G•••••••• F•••••••• A•••••••• L••

Austin, TX

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Search this name across graphsid dfx:ria:95106729-c5b1-861b-b30e-04a1aa17fad2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Apr 15, 2022	n/a	yes	Austin, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 19, 2016	Apr 6, 2022	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	G•••••••• F•••••••• A•••••••• L••	Apr 6, 2022	Apr 15, 2022	9	Firm change	Other
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 19, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:146509:TX:2022-04-06	Apr 6, 2022	Apr 15, 2022	AUSTIN, TX	Firm change

Relationships

Registered with (4)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 15, 2022 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Apr 6, 2022factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 15, 2007 to Sep 22, 2016factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Apr 6, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95106729-c5b1-861b-b30e-04a1aa17fad2
First observed: Aug 1, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.