DFX Intelligence

K••••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

K••••••• R•••••

Advisor at A••• A••••••• P•••••••

Houston, TX | NEW YORK, NY

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Search this name across graphsid dfx:ria:9513edfa-3583-734b-06d1-c67f4290ced8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jul 21, 2026	n/a	yes	Houston, TX\|NEW YORK, NY	Current employment
U••• C•••••• W••••• A•••••••• L••	Bd affiliated wealth	Jun 30, 2021	Jul 21, 2026	no	AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• C•••••• W••••• A•••••••• L••	A••• A••••••• P•••••••	Jul 21, 2026	Jul 21, 2026	0	Bulk transfer	Ibd to ibd
U••• R•• L••	U••• C•••••• W••••• A•••••••• L••	Jun 30, 2021	Jun 30, 2021

Relationships

Registered with (6)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ U••• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2021 to Jul 21, 2026factForm ADV
→ U••• R•• L••Registered adviserregistration: previous registration
May 15, 2019 to Jun 30, 2021factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9513edfa-3583-734b-06d1-c67f4290ced8
First observed: Apr 25, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.