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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant28 years in industry

GEORGE ENRIQUE HAAS

Advisor at CORIENT

Houston, TX

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Search this name across graphsid dfx:ria:95142515-e3ff-c69b-ac90-84561f64ed08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66|S63
First exam: May 26, 1998
First registration: Oct 24, 2005
Dual registered: no
Other names: GEORGE E HAAS
IAPD individual key: 2907686

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Jul 9, 2026	n/a	yes	Houston, TX	Current employment
CAPITAL ADVISORS, INC.	Former SEC adviser	Nov 13, 2019	Jul 17, 2026	no	HOUSTON, TX\|HOUSTON, TX\|TULSA, OK	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	Feb 27, 2014	Nov 5, 2019	no	SUGARLAND, TX	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Mar 17, 2008	Feb 21, 2014	no	HOUSTON, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 24, 2005	Nov 8, 2006	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ADVISORS, INC.	Corient	Jul 17, 2026	Jul 9, 2026	-8	Bulk transfer	RIA to RIA
MERCER GLOBAL ADVISORS INC.	CAPITAL ADVISORS, INC.	Nov 5, 2019	Nov 13, 2019	8	Firm change	RIA to RIA
UNITED CAPITAL FINANCIAL ADVISORS	MERCER GLOBAL ADVISORS INC.	Feb 21, 2014	Feb 27, 2014	6	Firm change	Other
UBS FINANCIAL SERVICES INC.	UNITED CAPITAL FINANCIAL ADVISORS	Nov 8, 2006	Mar 17, 2008	495	Firm change after gap	Other

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 13, 2019 to Jul 17, 2026factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Feb 27, 2014 to Nov 5, 2019factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 17, 2008 to Feb 21, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 24, 2005 to Nov 8, 2006factForm ADV

Dated events

No dated event names this entity yet.