DFX Intelligence

T••• T••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

T••• T••••• R•••

Advisor at L•••• G•••• F•••••••• A•••••••• L••

ROCKFORD, IL | FREEPORT, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:951504bd-b996-5190-9983-3c35b858731e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• G•••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• G•••• F•••••••• A•••••••• L••	Independent wealth	Aug 25, 2025	n/a	yes	ROCKFORD, IL\|FREEPORT, IL	Current employment
R•••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 10, 2023	Oct 7, 2025	no	KENTWOOD, MI\|Rockford, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• A••••••• L••	L•••• G•••• F•••••••• A•••••••• L••	Oct 7, 2025	Aug 25, 2025	-43	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
125004:326880:IL:2025-10-07	Oct 7, 2025	Aug 25, 2025	ROCKFORD, IL	Firm change after gap

Relationships

Registered with (2)

→ L•••• G•••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 25, 2025 to presentfactForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 10, 2023 to Oct 7, 2025factForm ADV

Dated events

Occurred
Oct 7, 2025
Advisor changed firm
T••• T••••• R••• left R•••• I••••••••• A••••••• L•• for L•••• G•••• F•••••••• A•••••••• L•• (registered 2025-08-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:951504bd-b996-5190-9983-3c35b858731e
First observed: Mar 10, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.