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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Madison, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 29, 2017 | n/a | yes | Madison, WI | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Sep 14, 2017 | no | MADISON, WI | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 14, 2009 | Mar 25, 2017 | no | JANESVILLE, WI|MIDDLETON, WI|JANESVILLE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 14, 2017 | Sep 29, 2017 | 15 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:149018:WI:2017-09-13 | Sep 14, 2017 | Sep 29, 2017 | MADISON, WI | Firm change |