DFX Intelligence

J••••• W••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J••••• W••••• G••••

Advisor at C••••••••• W•••••

Huntersville, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••	Independent wealth	Jan 3, 2018	n/a	yes	Huntersville, NC	Current employment
C••••••••• W•••••	Former SEC adviser	Jul 20, 2011	Dec 31, 2017	no	CORNELIUS, NC\|HUNTERSVILLE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••	C••••••••• W•••••	Dec 31, 2017	Jan 3, 2018	3	Channel change	Other
S••••••••• A•••••• A•••••••• I•••	C••••••••• W•••••	Jul 20, 2011	Jul 20, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
157935:289971:NC:2017-12-31	Dec 31, 2017	Jan 3, 2018	HUNTERSVILLE, NC	Firm change

Relationships

Registered with (4)

→ C••••••••• W•••••Registered adviserregistration: current employment
Jan 3, 2018 to presentfactForm ADV
→ C••••••••• W•••••Registered adviserregistration: previous registration
Jul 20, 2011 to Dec 31, 2017factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 11, 2005 to Jul 20, 2011factForm ADV
→ O•••• F•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.