DFX Intelligence

A•••• L•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

A•••• L•••• C•••••••

Advisor at T•• H•••••• G••••• R••••••••• W••••• A•••••••• L••

CLEARWATER, FL

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Search this name across graphsid dfx:ria:9532a8c2-789b-c177-5dd1-b97fad7a8165

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• H•••••• G••••• R••••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• H•••••• G••••• R••••••••• W••••• A•••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	CLEARWATER, FL	Current employment
M••••• T•••• A•••• M••••• I•••	Independent wealth	Mar 4, 2015	May 14, 2024	no	TAMPA, FL\|CLEARWATER, FL\|Clearwater, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• T•••• A•••• M••••• I•••	T•• H•••••• G••••• R••••••••• W••••• A•••••••• L••	May 14, 2024	Jan 1, 2026	597	Firm change after gap	RIA to RIA
E•••••••• A•••••••• L••	M••••• T•••• A•••• M••••• I•••	Nov 12, 2014	Mar 4, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
121364:326421:FL:2024-05-14	May 14, 2024	Jan 1, 2026	CLEARWATER, FL	Firm change after gap

Relationships

Registered with (3)

→ T•• H•••••• G••••• R••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ M••••• T•••• A•••• M••••• I•••Registered adviserregistration: previous registration
Mar 4, 2015 to May 14, 2024factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2010 to Nov 12, 2014factForm ADV

Dated events

Occurred
May 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9532a8c2-789b-c177-5dd1-b97fad7a8165
First observed: Dec 22, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.