T••• A• W•••••

Advisor at C••••• I••••••••• A••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9535f487-abb4-6537-cfe4-bba80857b3ef

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	OVERLAND PARK, KS	Current employment
C••• L••	Bd affiliated wealth	Apr 3, 2023	n/a	yes	OMAHA, NE\|Overland Park, KS	Current employment

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• A••••••• S•••••••• I•••	G••••• W••••• M••••••••• I•••	May 31, 2023	Sep 15, 2017	-2,084	Firm change after gap	Other
G••••• W••••• M••••••••• I•••	C••• L••	Jan 12, 2018	Apr 3, 2023

Team moves

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Team	Left	Joined	From	Kind
115821:120894:KS:2023-05-31	May 31, 2023	Sep 15, 2017	OVERLAND PARK, KS	Firm change after gap
120894:155344:CO:2018-01-12	Jan 12, 2018	Apr 3, 2023	COLORADO SPRINGS, CO	Firm change after gap

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ C••• L••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ I••••••••• W••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2005 to May 31, 2023factForm ADV
→ G••••• W••••• M••••••••• I•••

Dated events

Occurred
May 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9535f487-abb4-6537-cfe4-bba80857b3ef
First observed: Aug 23, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.