DFX Intelligence

A••••• L••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

A••••• L••• B••••••••

Advisor at W•••••••••

RICHMOND, VA

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Search this name across graphsid dfx:ria:9542333c-75ed-57df-6913-efc75dd4df69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••••	Independent wealth	Jul 20, 2005	n/a	yes	RICHMOND, VA	Current employment
E•••• • Y•••• I••••••••• A••••••• L••	No RAUM reported	Jun 30, 2003	Jul 26, 2005	no	RICHMOND, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• • Y•••• I••••••••• A••••••• L••	W•••••••••	Jul 26, 2005	Jul 20, 2005	-6	Firm change	Other

Relationships

Registered with (2)

→ W•••••••••Registered adviserregistration: current employment
Jul 20, 2005 to presentfactForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 30, 2003 to Jul 26, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9542333c-75ed-57df-6913-efc75dd4df69
First observed: Jun 30, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.