DFX Intelligence

K•••• L•••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist23 years in industry

K•••• L•••••• E••••

Advisor at S••••••••• F•••••••• A•••••••

DALLAS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F•••••••• A•••••••	State registered	Jun 29, 2004	n/a	yes	DALLAS, TX	Current employment
E•••• • Y•••• I••••••••• A••••••• L••	No RAUM reported	May 1, 2003	Mar 15, 2004	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• • Y•••• I••••••••• A••••••• L••	S••••••••• F•••••••• A•••••••	Mar 15, 2004	Jun 29, 2004	106	Firm change	Other

Relationships

Registered with (2)

→ S••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 29, 2004 to presentfactForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 1, 2003 to Mar 15, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 1, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.