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G•••••• V•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

G•••••• V•••••• M•••••••••

Advisor at H••••• F•••••••• S•••••••• L•••

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:954b906e-4823-c221-7a6c-7339f1b5b49e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 23, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• F•••••••• S•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• F•••••••• S•••••••• L•••	Independent wealth	Oct 30, 2019	n/a	yes	DALLAS, TX	Current employment
A••••••	Independent wealth	Aug 31, 2017	Oct 3, 2019	no	DALLAS, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••	H••••• F•••••••• S•••••••• L•••	Oct 3, 2019	Oct 30, 2019	27	Firm change	RIA to RIA
W•• A•••••••• L•	A••••••	Sep 21, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125073:289273:TX:2017-09-20	Sep 21, 2017	Aug 31, 2017	DALLAS, TX	Firm change

Relationships

Registered with (3)

→ H••••• F•••••••• S•••••••• L•••Registered adviserregistration: current employment
Oct 30, 2019 to presentfactForm ADV
→ A••••••Registered adviserregistration: previous registration
Aug 31, 2017 to Oct 3, 2019factForm ADV
→ W•• A•••••••• L•Registered adviserregistration: previous registration
May 23, 2016 to Sep 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:954b906e-4823-c221-7a6c-7339f1b5b49e
First observed: May 23, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.