DFX Intelligence

Data Factory

M•••••• A•••••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst31 years in industry

M•••••• A•••••••• S•••

Advisor at P••••••••

ENGLEWOOD, NJ | POTOMAC, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:954d3f82-8330-69c8-065b-99b4b55e56e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Nov 2, 2016	n/a	yes	ENGLEWOOD, NJ\|POTOMAC, MD	Current employment
C••••••••• W••••• A•••••••• L••	Former SEC adviser	Jul 9, 2015	Oct 31, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• A•••••••• L••	P••••••••	Oct 31, 2016	Nov 2, 2016	2	Firm change	Other
G•• A••••••• S•••••••• L••	C••••••••• W••••• A•••••••• L••	Jul 8, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
143719:151736:MD:2016-10-31	Oct 31, 2016	Nov 2, 2016	POTOMAC, MD	Firm change
109278:143719:MD:2015-07-08	Jul 8, 2015	Jul 9, 2015	CHEVY CHASE, MD	Firm change

Relationships

Registered with (4)

→ P••••••••Registered adviserregistration: current employment
Nov 2, 2016 to presentfactForm ADV
→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 9, 2015 to Oct 31, 2016factForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 25, 2003 to Jul 8, 2015factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:954d3f82-8330-69c8-065b-99b4b55e56e6
First observed: May 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.