This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

3

Exams

S63|S65

First exam

Sep 30, 2011

First registration

Aug 23, 2019

Dual registered

yes, broker-dealer

Other names

Mckay Claghorn|WILLIAM MCKAY JUMP CLAGHORN

IAPD individual key

5807274

• Occurred

  Jul 20, 2022
  Advisor changed firm

  William Mckay Jump Claghorn left Rbc Capital Markets, Llc for Rockefeller Capital Management (registered 2022-07-14)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:955f12a8-3cf8-fac2-6ca7-cc3561534e60

First observed

Aug 23, 2019

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.