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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

ALPHACAT

ALPHACAT MANAGERS LTD., CRD 165909

PEMBROKE

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Search this name across graphsid dfx:ria:956211b8-01fb-b40c-d690-5bc98d58689d

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 10
On other graphs: 0
Observed: Mar 28, 2013 to Mar 31, 2023
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.4BItem 5.F on the latest filing (2023-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
Private funds: 9Schedule D 7.B(1)
Private fund GAV: $2.8Bgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-77896
CRD: 165909
Filings on the tape: 26
First filed: Mar 28, 2013
Latest filed: Mar 31, 2023
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ALPHACAT PRIMA FUND LTD.	Hedge Fund	$1.1B	Mar 29, 2024	5	Mar 28, 2013	reported	n/a
ALPHACAT OPPORTUNITIES II LTD.	Hedge Fund	$400M	Mar 29, 2024	15	Mar 27, 2020	reported	021-358729
ALPHACAT ADVANTAGE FUND, LTD.	Hedge Fund	$243M	Mar 29, 2024	29	Jan 29, 2013	reported	n/a
ALPHACAT SOTERIA FUND LTD	Hedge Fund	$210M	Mar 29, 2024	2	Mar 31, 2015	reported	n/a
ALPHACAT 2014-2	Hedge Fund	$131M	Jul 20, 2015	2	Mar 31, 2015	dropped	n/a
ALPHACAT OPPORTUNITIES LTD.	Hedge Fund	$122M	Mar 29, 2024	21	Mar 30, 2016	reported	021-256684
ALPHACAT REINSURANCE, LTD.	Other Private Fund	$112M	Mar 28, 2013	1	Jan 29, 2013	dropped	n/a
ALPHACAT MASTER FUND LTD	Hedge Fund	$72.1M	Mar 29, 2024	1	Dec 1, 2014	reported	n/a
ALPHACAT DIVERSIFIED FUND II LTD.	Hedge Fund	$56.1M	Mar 29, 2024	3	Jun 15, 2022	reported	n/a
ALPHACAT MASTER FUND, LTD.	Other Private Fund	$44.8M	Mar 28, 2013	1	Jan 29, 2013	dropped	n/a
ALPHACAT DIVERSIFIED FUND, LTD.	Hedge Fund	$42.5M	Mar 29, 2024	13	Jan 29, 2013	reported	n/a
BETACAT FUND LTD	Hedge Fund	$25.7M	Nov 26, 2019	1	Mar 31, 2015	dropped	n/a
ALPHACAT 2015, LTD	Hedge Fund	$4.4M	Mar 29, 2024	4	Mar 31, 2015	reported	n/a
ALPHACAT 2013, LTD	Hedge Fund	$2.8M	Nov 26, 2019	10	Mar 26, 2014	dropped	n/a
ALPHACAT 2014, LTD	Hedge Fund	$1.4M	Aug 6, 2018	5	Mar 26, 2014	dropped	n/a
BETACAT FEEDER FUND I, LTD	Hedge Fund	$1	Sep 21, 2017	1	Mar 31, 2015	dropped	021-256685

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMERICAN INTERNATIONAL GROUP, INC.	CORPORATE OWNER	E	yes	07/2018	Aug 6, 2018	Mar 31, 2023
Brown, David, Andrew	CHIEF COMPLIANCE OFFICER	Na	yes	07/2018	Aug 6, 2018	Mar 31, 2023
Loucks, Brant, Ivan	DIRECTOR/CHIEF OPPERATING OFFICER	Na	yes	05/2021	Nov 22, 2021	Mar 31, 2023
Ronaldson, Kevin	DIRECTOR/CHIEF FINANCIAL OFFICER	Na	yes	03/2021	Mar 31, 2021	Mar 31, 2023
SCHAPER, CHRISTOPHER, THOMAS	DIRECTOR/CHIEF EXECUTIVE OFFICER	Na	yes	12/2018	Nov 26, 2019	Mar 31, 2023
Szakmary, Adam, Gabriel	Director	Na	yes	10/2021	Nov 22, 2021	Mar 31, 2023
VALIDUS HOLDINGS, LTD.	CORPORATE OWNER	E	yes	07/2008	Mar 28, 2013	Mar 31, 2023
VALIDUS VENTURES, LTD.	CORPORATE OWNER	E	yes	07/2008	Mar 28, 2013	Mar 31, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALPHACAT CAPITAL INC.	n/a	Former SEC adviser	$3.4B	N	yes	n/a
ALPHACAT REINSURANCE LTD.	n/a	n/a	n/a	Y	yes	n/a
VALIDUS HOLDINGS, LTD.	n/a	n/a	n/a	Y	no	n/a
VALIDUS REINSURANCE, LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$3.4B	$3.4B	23	3	0	9	$2.8B
2021	Mar 31, 2022	$3.5B	$3.5B	23	3	0	8	$3.0B
2020	Mar 31, 2021	$4.2B	$4.2B	21	3	0	8	$4.1B
2019	Mar 27, 2020	$4.4B	$4.4B	19	3	0	8	$4.9B
2018	Mar 29, 2019	$4.7B	$4.7B	16	3	1	9	$4.3B
2017	Mar 29, 2018	$4.5B	$4.5B	13	3	1	10	$4.0B
2016	Mar 31, 2017	$2.7B	$2.7B	11	3	n/a	11	$2.7B
2015	Mar 30, 2016	$2.4B	$2.4B	11	3	n/a	11	$2.1B
2014	Mar 31, 2015	$1.6B	$1.6B	12	3	n/a	11	$1.6B
2013	Mar 26, 2014	$986M	$986M	9	3	n/a	5	$986M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$3.4B	$3.5B	-0.8%	$4.4B	-7.9%	23	23	0	0

Relationships

Advises (16)

→ ALPHACAT MASTER FUND LTDPrivate fundHedge Fund, ERA
Dec 1, 2014 to presentfactForm ADV
→ ALPHACAT 2015, LTDPrivate fundHedge Fund, ERA
Mar 31, 2015 to presentfactForm ADV
→ ALPHACAT OPPORTUNITIES LTD.Private fundHedge Fund, ERA
Mar 30, 2016 to presentfactForm ADV
→ ALPHACAT OPPORTUNITIES II LTD.Private fundHedge Fund, ERA
Mar 27, 2020 to presentfactForm ADV
→ ALPHACAT PRIMA FUND LTD.Private fundHedge Fund, ERA
Mar 28, 2013 to presentfactForm ADV
→ ALPHACAT DIVERSIFIED FUND, LTD.Private fundHedge Fund, ERA
Jan 29, 2013 to presentfactForm ADV
→ ALPHACAT ADVANTAGE FUND, LTD.Private fundHedge Fund, ERA
Jan 29, 2013 to presentfactForm ADV
→ ALPHACAT DIVERSIFIED FUND II LTD.Private fundHedge Fund, ERA
Jun 15, 2022 to presentfactForm ADV
→ ALPHACAT SOTERIA FUND LTDPrivate fundHedge Fund, ERA
Mar 31, 2015 to presentfactForm ADV
→ BETACAT FUND LTDPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2015 to Nov 26, 2019factForm ADV
→ ALPHACAT 2013, LTDPrivate fundHedge Fund, IA, no longer reported
Mar 26, 2014 to Nov 26, 2019factForm ADV
→ ALPHACAT 2014, LTDPrivate fundHedge Fund, IA, no longer reported
Mar 26, 2014 to Aug 6, 2018factForm ADV
→ BETACAT FEEDER FUND I, LTDPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2015 to Sep 21, 2017factForm ADV
→ ALPHACAT 2014-2Private fundHedge Fund, IA, no longer reported
Mar 31, 2015 to Jul 20, 2015factForm ADV
→ ALPHACAT MASTER FUND, LTD.Private fundOther Private Fund, IA, no longer reported
Jan 29, 2013 to Mar 28, 2013factForm ADV
→ ALPHACAT REINSURANCE, LTD.Private fundOther Private Fund, ERA, no longer reported
Jan 29, 2013 to Mar 28, 2013factForm ADV

Affiliated with (2)

→ ALPHACAT CAPITAL INC.Registered adviserother investment adviser, common control
factForm ADV
← ALPHACAT CAPITAL INC.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (8)

← Brown, David, AndrewOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 6, 2018 to presentfactForm ADV
← SCHAPER, CHRISTOPHER, THOMASOwnerDIRECTOR/CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 26, 2019 to presentfactForm ADV
← Ronaldson, KevinOwnerDIRECTOR/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 31, 2021 to presentfactForm ADV
← Loucks, Brant, IvanOwnerDIRECTOR/CHIEF OPPERATING OFFICER, ownership code NA, individual
Nov 22, 2021 to presentfactForm ADV
← Szakmary, Adam, GabrielOwnerDIRECTOR, ownership code NA, individual
Nov 22, 2021 to presentfactForm ADV
← AMERICAN INTERNATIONAL GROUP, INC.OwnerCORPORATE OWNER, ownership code E, domestic entity
Aug 6, 2018 to presentfactForm ADV
← VALIDUS HOLDINGS, LTD.OwnerCORPORATE OWNER, ownership code E, foreign entity
Mar 28, 2013 to presentfactForm ADV
← VALIDUS VENTURES, LTD.OwnerCORPORATE OWNER, ownership code E, foreign entity
Mar 28, 2013 to presentfactForm ADV

Dated events

Occurred
Nov 22, 2021
Control person joined
Ivan Brant Loucks (Director/Chief Opperating Officer) appeared on Schedule A of Alphacat
Form ADVobserved 4 days ago
Occurred
Nov 22, 2021
Control person joined
Gabriel Adam Szakmary (Director) appeared on Schedule A of Alphacat
Form ADVobserved 4 days ago
Occurred
Nov 22, 2021
Control person left
Paschal Joseph Brooks (Chief Executive Officer) no longer on Schedule A of Alphacat (listed 2021-06-28, absent 2021-11-22)
Form ADVobserved 4 days ago
Occurred
Jun 28, 2021
Control person joined
Kevin Ronaldson (Director/Chief Financial Officer) appeared on Schedule A of Alphacat
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person joined
Kevin Ronaldson (Chief Financial Officer) appeared on Schedule A of Alphacat
Form ADVobserved 4 days ago
Occurred
Apr 13, 2020
Control person left
Lixin Zeng (Chief Executive Officer) no longer on Schedule A of Alphacat (listed 2020-03-27, absent 2020-04-13)
Form ADVobserved 4 days ago
Occurred
Apr 13, 2020
Control person joined
Paschal Joseph Brooks (Chief Executive Officer) appeared on Schedule A of Alphacat
Form ADVobserved 4 days ago
Occurred
Nov 26, 2019
Control person joined
Thomas Christopher Schaper (Director) appeared on Schedule A of Alphacat
Form ADVobserved 4 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Alphacat reported RAUM $4.5B, up 66% from $2.7B (2017-09-21 to 2018-03-29)
Form ADVobserved 4 days ago
$1.8B
Occurred
Mar 28, 2013
First Form ADV filing
Alphacat filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:956211b8-01fb-b40c-d690-5bc98d58689d
First observed: Mar 28, 2013
Last observed: Mar 31, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHACAT

ALPHACAT MANAGERS LTD., CRD 165909

PEMBROKE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:956211b8-01fb-b40c-d690-5bc98d58689d

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ALPHACAT PRIMA FUND LTD.

Hedge Fund

$1.1B

Mar 29, 2024

Mar 28, 2013

reported

n/a

ALPHACAT OPPORTUNITIES II LTD.

Hedge Fund

$400M

Mar 29, 2024

Mar 27, 2020

reported

021-358729

ALPHACAT ADVANTAGE FUND, LTD.

Hedge Fund

$243M

Mar 29, 2024

Jan 29, 2013

reported

n/a

ALPHACAT SOTERIA FUND LTD

Hedge Fund

$210M

Mar 29, 2024

Mar 31, 2015

reported

n/a

ALPHACAT 2014-2

Hedge Fund

$131M

Jul 20, 2015

Mar 31, 2015

dropped

n/a

ALPHACAT OPPORTUNITIES LTD.

Hedge Fund

$122M

Mar 29, 2024

Mar 30, 2016

reported

021-256684

ALPHACAT REINSURANCE, LTD.

Other Private Fund

$112M

Mar 28, 2013

Jan 29, 2013

dropped

n/a

ALPHACAT MASTER FUND LTD

Hedge Fund

$72.1M

Mar 29, 2024

Dec 1, 2014

reported

n/a

ALPHACAT DIVERSIFIED FUND II LTD.

Hedge Fund

$56.1M

Mar 29, 2024

Jun 15, 2022

reported

n/a

ALPHACAT MASTER FUND, LTD.

Other Private Fund

$44.8M

Mar 28, 2013

Jan 29, 2013

dropped

n/a

ALPHACAT DIVERSIFIED FUND, LTD.

Hedge Fund

$42.5M

Mar 29, 2024

Jan 29, 2013

reported

n/a

BETACAT FUND LTD

Hedge Fund

$25.7M

Nov 26, 2019

Mar 31, 2015

dropped

n/a

ALPHACAT 2015, LTD

Hedge Fund

$4.4M

Mar 29, 2024

Mar 31, 2015

reported

n/a

ALPHACAT 2013, LTD

Hedge Fund

$2.8M

Nov 26, 2019

Mar 26, 2014

dropped

n/a

ALPHACAT 2014, LTD

Hedge Fund

$1.4M

Aug 6, 2018

Mar 26, 2014

dropped

n/a

BETACAT FEEDER FUND I, LTD

Hedge Fund

Sep 21, 2017

Mar 31, 2015

dropped

021-256685

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMERICAN INTERNATIONAL GROUP, INC.

CORPORATE OWNER

yes

07/2018

Aug 6, 2018

Mar 31, 2023

Brown, David, Andrew

CHIEF COMPLIANCE OFFICER

yes

07/2018

Aug 6, 2018

Mar 31, 2023

Loucks, Brant, Ivan

DIRECTOR/CHIEF OPPERATING OFFICER

yes

05/2021

Nov 22, 2021

Mar 31, 2023

Ronaldson, Kevin

DIRECTOR/CHIEF FINANCIAL OFFICER

yes

03/2021

Mar 31, 2021

Mar 31, 2023

SCHAPER, CHRISTOPHER, THOMAS

DIRECTOR/CHIEF EXECUTIVE OFFICER

yes

12/2018

Nov 26, 2019

Mar 31, 2023

Szakmary, Adam, Gabriel

Director

yes

10/2021

Nov 22, 2021

Mar 31, 2023

VALIDUS HOLDINGS, LTD.

CORPORATE OWNER

yes

07/2008

Mar 28, 2013

Mar 31, 2023

VALIDUS VENTURES, LTD.

CORPORATE OWNER

yes

07/2008

Mar 28, 2013

Mar 31, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALPHACAT CAPITAL INC.

n/a

Former SEC adviser

$3.4B

yes

n/a

ALPHACAT REINSURANCE LTD.

n/a

yes

n/a

VALIDUS HOLDINGS, LTD.

n/a

VALIDUS REINSURANCE, LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$3.4B

$2.8B

2021

Mar 31, 2022

$3.5B

$3.0B

2020

Mar 31, 2021

$4.2B

$4.1B

2019

Mar 27, 2020

$4.4B

$4.9B

2018

Mar 29, 2019

$4.7B

$4.3B

2017

Mar 29, 2018

$4.5B

$4.0B

2016

Mar 31, 2017

$2.7B

n/a

$2.7B

2015

Mar 30, 2016

$2.4B

n/a

$2.1B

2014

Mar 31, 2015

$1.6B

n/a

$1.6B

2013

Mar 26, 2014

$986M

n/a

$986M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$3.4B

$3.5B

-0.8%

$4.4B

-7.9%