DFX Intelligence

E••• D•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

E••• D•••• S••••••••

Advisor at A••••••••• L••

New Berlin, WI | AUSTIN, TX

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Search this name across graphsid dfx:ria:956377db-775c-7f14-98c0-0d2888453f64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Jun 2, 2025	n/a	yes	AUSTIN, TX\|New Berlin, WI	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Apr 8, 2024	Jul 7, 2025	no	New Berlin, WI\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	A••••••••• L••	Jul 7, 2025	Jun 2, 2025	-35	Firm change after gap	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
304569:333587:MN:2025-07-07	Jul 7, 2025	Jun 2, 2025	MINNEAPOLIS, MN	Firm change after gap

Relationships

Registered with (2)

→ A••••••••• L••Registered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Apr 8, 2024 to Jul 7, 2025factForm ADV

Dated events

Occurred
Jul 7, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:956377db-775c-7f14-98c0-0d2888453f64
First observed: Apr 8, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.