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RIA / WealthAdvisorCertified Financial Planner24 years in industry

CHRISTOPHER KEVIN KELLY

Advisor at CAPSOUTH WEALTH MANAGEMENT

DOTHAN, AL | Apex, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPSOUTH WEALTH MANAGEMENT
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 22, 2002
First registration: Oct 10, 2002
Dual registered: no
Other names: CHRIS KEVIN KELLY
IAPD individual key: 2955789

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPSOUTH WEALTH MANAGEMENT	Mixed wealth	Oct 17, 2025	n/a	yes	DOTHAN, AL\|Apex, NC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 18, 2013	Nov 16, 2015	no	ELMIRA, NY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 9, 2009	Oct 17, 2011	no	MILWAUKEE, WI\|MADISON, WI\|ST. LOUIS, MO\|MILWAUKEE, WI	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Jul 14, 2008	Apr 8, 2009	no	MADISON, WI	Previous registration
BAKER TILLY INVESTMENT ADVISORS	Former SEC adviser	Oct 10, 2002	Dec 20, 2006	no	MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CAPSOUTH WEALTH MANAGEMENT	Nov 16, 2015	Oct 17, 2025	3,623	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Oct 17, 2011	Oct 18, 2013	732	Firm change after gap	Other
WALNUT STREET SECURITIES, INC.	MSI FINANCIAL SERVICES, INC.	Apr 8, 2009	Oct 9, 2009	184	Firm change	Other
BAKER TILLY INVESTMENT ADVISORS	WALNUT STREET SECURITIES, INC.	Dec 20, 2006	Jul 14, 2008	572	Firm change after gap	Other

Relationships

Registered with (5)

→ CAPSOUTH WEALTH MANAGEMENTRegistered adviserregistration: current employment
Oct 17, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 18, 2013 to Nov 16, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 9, 2009 to Oct 17, 2011factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Jul 14, 2008 to Apr 8, 2009factForm ADV
→ BAKER TILLY INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Oct 10, 2002 to Dec 20, 2006factForm ADV

Dated events

No dated event names this entity yet.