DFX Intelligence

D•••• B•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

D•••• B•••••• S••••••••

Advisor at G•••••• S•••• A•••• M••••••••• L•••

Chicago, IL | Prosper, TX

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Search this name across graphsid dfx:ria:956f5c30-5f37-6e56-a23b-948f6824529f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• S•••• A•••• M••••••••• L•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Feb 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• S•••• A•••• M••••••••• L•••	Other adviser	Dec 8, 2022	n/a	yes	Prosper, TX\|Chicago, IL	Current employment
N••••••••• A•••••••	Former SEC adviser	Apr 22, 2021	Dec 15, 2022	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••••••	G•••••• S•••• A•••• M••••••••• L•••	Dec 15, 2022	Dec 8, 2022	-7	Channel change	Other
S•••••••••	N••••••••• A•••••••	Dec 31, 2012	Apr 22, 2021

Relationships

Registered with (4)

→ G•••••• S•••• A•••• M••••••••• L•••Registered adviserregistration: current employment
Dec 8, 2022 to presentfactForm ADV
→ N••••••••• A•••••••Registered adviserregistration: previous registration
Apr 22, 2021 to Dec 15, 2022factForm ADV
→ S•••••••••Registered adviserregistration: previous registration
Jan 21, 2010 to Dec 31, 2012factForm ADV
→ F••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:956f5c30-5f37-6e56-a23b-948f6824529f
First observed: Jul 13, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.