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C•••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

C•••• L•••••••

Advisor at C•••• L••••••• R••••••••• I••••••••• A•••••• I•••

Reno, NV

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Search this name across graphsid dfx:ria:95733edf-4018-bd3d-25f4-5a81e3f8de31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• L••••••• R••••••••• I••••••••• A•••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• L••••••• R••••••••• I••••••••• A•••••• I•••	STATE_R•••••••••	Mar 28, 2006	n/a	yes	Reno, NV	Current employment
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Mar 20, 2006	Jun 30, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• D••••••• I•••	C•••• L••••••• R••••••••• I••••••••• A•••••• I•••	Jun 30, 2016	Mar 28, 2006	-3,747	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••• L••••••• R••••••••• I••••••••• A•••••• I•••Registered adviserregistration: current employment
Mar 28, 2006 to presentfactForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Mar 20, 2006 to Jun 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95733edf-4018-bd3d-25f4-5a81e3f8de31
First observed: Jun 20, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.