DFX Intelligence

D•••• P••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

D•••• P••• V••••••

Advisor at A•••• W••••• M••••••••• L••

THE W••••••••, TX

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Search this name across graphsid dfx:ria:9579347f-58fe-265a-df8b-03c0a1e2530e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 25, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• L••	Independent wealth	Oct 4, 2022	n/a	yes	THE W••••••••, TX	Current employment
W•••••••• A•••• M••••••••• I••	Former SEC adviser	Sep 25, 1995	Oct 5, 2022	no	THE W••••••••, TX\|THE W••••••••, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• A•••• M••••••••• I••	A•••• W••••• M••••••••• L••	Oct 5, 2022	Oct 4, 2022	-1	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
108122:148674:TX:2022-10-05	Oct 5, 2022	Oct 4, 2022	THE W••••••••, TX	Firm change

Relationships

Registered with (2)

→ A•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ W•••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Sep 25, 1995 to Oct 5, 2022factForm ADV

Dated events

Occurred
Oct 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9579347f-58fe-265a-df8b-03c0a1e2530e
First observed: Sep 25, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.