DFX Intelligence

D•••• M••• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

D•••• M••• E••••••••

Advisor at O•••• W•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:9587a5d9-83d0-5603-7420-59e2d6d4345a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 1, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	n/a	yes	Allentown, PA\|ALLENTOWN, PA	Current employment
I••••••••• W••••• C••••••• L••	State registered	Mar 27, 2023	n/a	yes	Allentown, PA\|BEE CAVE, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	I••••••••• W••••• C••••••• L••	Sep 1, 2023	Mar 27, 2023	-158	Firm change after gap	Ibd to state RIA
O•••• F•• I•••	S•••••••• F••••••••• I•••	Oct 27, 2022	Oct 21, 2022

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Mar 27, 2023 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 21, 2022 to Sep 1, 2023factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Sep 1, 2023
Advisor changed firm
D•••• M••• E•••••••• left S•••••••• F••••••••• I••• for I••••••••• W••••• C••••••• L•• (registered 2023-03-27)
Form ADVobserved 7 days ago
Occurred
Oct 27, 2022
Advisor changed firm
D•••• M••• E•••••••• left O•••• F•• I••• for S•••••••• F••••••••• I••• (registered 2022-10-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9587a5d9-83d0-5603-7420-59e2d6d4345a
First observed: Oct 1, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.