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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

GABELLI FIXED INCOME LLC

CRD 107791

RYE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:958b294c-3e81-3884-dd11-7d0aed8a763e

Data as of Mar 28, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2011 to Mar 28, 2017
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
SEC number: 801-54418
CRD: 107791
Filings on the tape: 7
First filed: Dec 12, 2011
Latest filed: Mar 28, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EAKER, RONALD, STEVEN	MANAGING DIRECTOR	Na	yes	04/1997	Dec 12, 2011	Mar 28, 2017
GABELLI FIXED INCOME, INC.	LLC MEMBER AND MANAGER	E	yes	04/1997	Dec 12, 2011	Mar 28, 2017
GABELLI, MARIO, JOSEPH	CEO, DIRECTOR, AND MAJORITY SHAREHOLDER OF THE COMMON STOCK	E	yes	04/1997	Dec 12, 2011	Mar 28, 2017
GAMCO INVESTORS, INC.	Shareholder	E	yes	02/1999	Dec 12, 2011	Mar 28, 2017
GGCP HOLDINGS LLC	MAJORITY SHAREHOLDER OF THE CLASS B COMMON STOCK	E	yes	05/2010	Dec 12, 2011	Mar 28, 2017
GGCP, INC.	MANAGER AND MEMBER	E	yes	02/1999	Dec 12, 2011	Mar 28, 2017
PLEWNIAK, WAYNE, CLARKE	MANAGING DIRECTOR	Na	yes	11/2006	Dec 12, 2011	Mar 28, 2017
GOLDMAN, DAVID, MARC	CHIEF COMPLIANCE OFFICER	Na	no	12/2011	Dec 12, 2011	Mar 28, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GABELLI FUNDS, LLC	n/a	Asset manager	$25B	N	yes	n/a
GAMCO ASSET MANAGEMENT INC.	n/a	Mixed wealth	$12B	N	yes	n/a
GABELLI & COMPANY INVESTMENT ADVISERS, INC.	n/a	Asset manager	$1.5B	N	yes	n/a
TETON ADVISORS, INC.	n/a	Asset manager	$251M	N	yes	n/a
G.DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
G.RESEARCH, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Offices	Private funds	Fund GAV
2016	Mar 28, 2017	n/a	n/a	0	n/a	n/a	n/a
2015	Mar 29, 2016	n/a	n/a	0	n/a	n/a	n/a
2014	Mar 26, 2015	n/a	n/a	0	n/a	n/a	n/a
2013	Mar 27, 2014	n/a	n/a	0	n/a	n/a	n/a
2012	Mar 28, 2013	n/a	n/a	0	n/a	n/a	n/a
2011	Mar 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	n/a	n/a	n/a	n/a	0	0	n/a	n/a

Relationships

Affiliated with (4)

→ GABELLI FUNDS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GAMCO ASSET MANAGEMENT INC.Registered adviserother investment adviser, common control
factForm ADV
→ TETON ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GABELLI & COMPANY INVESTMENT ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← EAKER, RONALD, STEVENOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 12, 2011 to presentfactForm ADV
← GABELLI, MARIO, JOSEPHOwnerCEO, DIRECTOR, AND MAJORITY SHAREHOLDER OF THE COMMON STOCK, ownership code E, individual
Dec 12, 2011 to presentfactForm ADV
← PLEWNIAK, WAYNE, CLARKEOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 12, 2011 to presentfactForm ADV
← GABELLI FIXED INCOME, INC.OwnerLLC MEMBER AND MANAGER, ownership code E, domestic entity
Dec 12, 2011 to presentfactForm ADV
← GAMCO INVESTORS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Dec 12, 2011 to presentfactForm ADV
← GGCP HOLDINGS LLCOwnerMAJORITY SHAREHOLDER OF THE CLASS B COMMON STOCK, ownership code E, domestic entity
Dec 12, 2011 to presentfactForm ADV

Owns (1)

← GOLDMAN, DAVID, MARCOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 12, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:958b294c-3e81-3884-dd11-7d0aed8a763e
First observed: Dec 12, 2011
Last observed: Mar 28, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GABELLI FIXED INCOME LLC

CRD 107791

RYE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:958b294c-3e81-3884-dd11-7d0aed8a763e

Data as of Mar 28, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EAKER, RONALD, STEVEN

MANAGING DIRECTOR

yes

04/1997

Dec 12, 2011

Mar 28, 2017

GABELLI FIXED INCOME, INC.

LLC MEMBER AND MANAGER

yes

04/1997

Dec 12, 2011

Mar 28, 2017

GABELLI, MARIO, JOSEPH

CEO, DIRECTOR, AND MAJORITY SHAREHOLDER OF THE COMMON STOCK

yes

04/1997

Dec 12, 2011

Mar 28, 2017

GAMCO INVESTORS, INC.

Shareholder

yes

02/1999

Dec 12, 2011

Mar 28, 2017

GGCP HOLDINGS LLC

MAJORITY SHAREHOLDER OF THE CLASS B COMMON STOCK

yes

05/2010

Dec 12, 2011

Mar 28, 2017

GGCP, INC.

MANAGER AND MEMBER

yes

02/1999

Dec 12, 2011

Mar 28, 2017

PLEWNIAK, WAYNE, CLARKE

MANAGING DIRECTOR

yes

11/2006

Dec 12, 2011

Mar 28, 2017

GOLDMAN, DAVID, MARC

CHIEF COMPLIANCE OFFICER

12/2011

Dec 12, 2011

Mar 28, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GABELLI FUNDS, LLC

n/a

Asset manager

$25B

yes

n/a

GAMCO ASSET MANAGEMENT INC.

n/a

Mixed wealth

$12B

yes

n/a

GABELLI & COMPANY INVESTMENT ADVISERS, INC.

n/a

Asset manager

$1.5B

yes

n/a

TETON ADVISORS, INC.

n/a

Asset manager

$251M

yes

n/a

G.DISTRIBUTORS, LLC

n/a

yes

n/a

G.RESEARCH, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 28, 2017

n/a

2015

Mar 29, 2016

n/a

2014

Mar 26, 2015

n/a

2013

Mar 27, 2014

n/a

2012

Mar 28, 2013

n/a

2011

Mar 30, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a