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F••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

F••••••• S••••••

Advisor at A••••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:9591954a-86a2-ad78-b78d-32a98d9cd661

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Apr 17, 2025	n/a	yes	LOS ANGELES, CA\|LOS ANGELES, CA	Current employment
L•••• B•••••• • A•••••••••	Former SEC adviser	Apr 10, 2017	Mar 29, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• B•••••• • A•••••••••	A••••••••• L••	Mar 29, 2019	Apr 17, 2025	2,211	Firm change after gap	Other

Relationships

Registered with (2)

→ A••••••••• L••Registered adviserregistration: current employment
Apr 17, 2025 to presentfactForm ADV
→ L•••• B•••••• • A•••••••••Registered adviserregistration: previous registration
Apr 10, 2017 to Mar 29, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9591954a-86a2-ad78-b78d-32a98d9cd661
First observed: Apr 10, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.