DFX Intelligence

w•••• c• j••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

w•••• c• j••••••

Advisor at S••••• F••••••••• L••

MANALAPAN, NJ

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Search this name across graphsid dfx:ria:95944093-fe81-eb24-9b3f-465ef1bac1e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L••	Bd affiliated wealth	Jan 14, 2019	n/a	yes	MANALAPAN, NJ	Current employment
S••••• F•••••••• R•••••••• I••	Former SEC adviser	Jun 13, 2002	Sep 21, 2018	no	PARSIPPANY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• E••••••• I••	S••••• F•••••••• R•••••••• I••	Dec 27, 2018	Jun 13, 2002	-6,041	Bulk transfer	Other
S••••• F•••••••• R•••••••• I••	S••••• F••••••••• L••	Sep 21, 2018	Jan 14, 2019

Relationships

Registered with (3)

→ S••••• F••••••••• L••Registered adviserregistration: current employment
Jan 14, 2019 to presentfactForm ADV
→ S••••• E••••••• I••Registered adviserregistration: previous registration
Jun 6, 2002 to Dec 27, 2018factForm ADV
→ S••••• F•••••••• R•••••••• I••Registered adviserregistration: previous registration
Jun 13, 2002 to Sep 21, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95944093-fe81-eb24-9b3f-465ef1bac1e3
First observed: Jun 6, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.