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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BARRY INVESTMENT ADVISORS, LLC

CRD 144955

NEW BEDFORD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:959bbf71-224d-b08c-8393-2b83f093d3a7

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: Mar 15, 2012 to Mar 27, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $847MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $688M
Private client RAUM: $827MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $106Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 8
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 1,517
Individual clients: 209
High net worth clients: 182
SEC number: 801-68447
CRD: 144955
Filings on the tape: 28
First filed: Mar 15, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE
Website: barryinvestmentadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KATHY ANN ALVES	Certified Financial Planner	NEW BEDFORD, MA	18	34	n/a	no
PATRICK JOHN BARRY	n/a	NEW BEDFORD, MA	18	23	1	no
JOSEPH MICHAEL BARRY	Chartered Financial Analyst	NEW BEDFORD, MA \| Naples, FL	18	38	n/a	no
ELIZABETH MCGRATH GARVEY	Certified Financial Planner	NEW BEDFORD, MA	16	21	1	no
BETHANY LYNN PARKER	Certified Financial Planner	NEW BEDFORD, MA	3	13	1	no
Tyler Cedric Craig	n/a	Half Moon Bay, CA \| NEW BEDFORD, MA	3	11	n/a	no
WHITNEY Erin HOLLAND	n/a	NEW BEDFORD, MA \| Little Compton, RI	2	11	n/a	no
Andrew Joseph Straus	n/a	NEW BEDFORD, MA	1	9	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALVES, KATHY, ANN	President	Na	yes	11/2007	Mar 29, 2024	Mar 29, 2024
BARRY, JOSEPH, MICHAEL	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, AND CHIEF FINANCIAL OFFICER	Na	yes	11/2007	Mar 15, 2012	Mar 29, 2024
BARRY, PATRICK, JOHN	Member	E	yes	12/2014	Mar 15, 2012	Mar 29, 2024
HOLLAND, WHITNEY, E.	CHIEF OPERATING OFFICER	Na	yes	01/2023	Mar 29, 2024	Mar 29, 2024
BARRY, JEANINE, MARIE	Member	B	no	12/2014	Jan 26, 2015	Mar 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$847M	$688M	12	8	8	n/a	n/a
2024	Mar 18, 2025	$713M	$577M	10	8	8	n/a	n/a
2023	Mar 29, 2024	$655M	$523M	11	6	6	n/a	n/a
2022	Mar 28, 2023	$657M	$526M	12	4	1	n/a	n/a
2021	Mar 21, 2022	$750M	$600M	13	5	1	n/a	n/a
2020	Mar 12, 2021	$667M	$573M	13	5	1	n/a	n/a
2019	Mar 20, 2020	$644M	$553M	13	6	2	n/a	n/a
2018	Feb 27, 2019	$602M	$506M	13	6	2	n/a	n/a
2017	Mar 15, 2018	$677M	$563M	14	6	0	n/a	n/a
2016	Mar 29, 2017	$643M	$519M	13	7	n/a	n/a	n/a
2015	Mar 8, 2016	$614M	$491M	11	5	n/a	n/a	n/a
2014	Jan 26, 2015	$682M	$521M	10	5	n/a	n/a	n/a
2013	Mar 14, 2014	$653M	$135M	8	5	n/a	n/a	n/a
2012	Mar 22, 2013	$619M	$23.9M	7	5	n/a	n/a	n/a
2011	Mar 15, 2012	$606M	$7.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$847M	$713M	18.8%	$657M	8.8%	12	10	8	8

Relationships

Registered with (11)

← Andrew Joseph StrausAdvisorregistration: current employment
Nov 25, 2024 to presentfactForm ADV
← WHITNEY Erin HOLLANDAdvisorregistration: current employment
Aug 21, 2024 to presentfactForm ADV
← Tyler Cedric CraigAdvisorregistration: current employment
Aug 30, 2023 to presentfactForm ADV
← BETHANY LYNN PARKERAdvisorregistration: current employment
May 2, 2023 to presentfactForm ADV
← ELIZABETH MCGRATH GARVEYAdvisorregistration: current employment
May 27, 2010 to presentfactForm ADV
← JOSEPH MICHAEL BARRYAdvisorregistration: current employment
Dec 4, 2007 to presentfactForm ADV
← KATHY ANN ALVESAdvisorregistration: current employment
Nov 27, 2007 to presentfactForm ADV
← PATRICK JOHN BARRYAdvisorregistration: current employment
Nov 27, 2007 to presentfactForm ADV
← Daniel Silva PinheiroAdvisorregistration: previous registration
Feb 2, 2021 to May 17, 2023factForm ADV
← KATHRYN SHAW ROWEAdvisorregistration: previous registration
Feb 20, 2018 to Dec 1, 2020factForm ADV
← ANDREA KELLY MCNAMARAAdvisorregistration: previous registration
Jun 29, 2016 to Dec 7, 2017factForm ADV

Controls (4)

← HOLLAND, WHITNEY, E.OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV
← BARRY, JOSEPH, MICHAELOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 15, 2012 to Mar 29, 2024factForm ADV
← ALVES, KATHY, ANNOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV
← BARRY, PATRICK, JOHNOwnerMEMBER, ownership code E, individual
Mar 15, 2012 to Mar 29, 2024factForm ADV

Owns (1)

← BARRY, JEANINE, MARIEOwnerMEMBER, ownership code B, individual
Jan 26, 2015 to Mar 29, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 29, 2024
Control person joined
Ann Kathy Alves (President) appeared on Schedule A of Barry Investment Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person joined
E. Whitney Holland (Chief Operating Officer) appeared on Schedule A of Barry Investment Advisors, Llc
Form ADVobserved 5 days ago
Occurred
May 17, 2023
Advisor changed firm
Daniel Silva Pinheiro left Barry Investment Advisors, Llc for South Coast Planning & Wealth Management (registered 2023-08-04)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 29, 2024
Barry Investment Advisors, Llc reported 6 offices beyond its principal office, up from 1 (2023-05-26 to 2024-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:959bbf71-224d-b08c-8393-2b83f093d3a7
First observed: Mar 15, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BARRY INVESTMENT ADVISORS, LLC

CRD 144955

NEW BEDFORD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:959bbf71-224d-b08c-8393-2b83f093d3a7

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KATHY ANN ALVES

Certified Financial Planner

NEW BEDFORD, MA

n/a

PATRICK JOHN BARRY

n/a

NEW BEDFORD, MA

JOSEPH MICHAEL BARRY

Chartered Financial Analyst

NEW BEDFORD, MA | Naples, FL

n/a

ELIZABETH MCGRATH GARVEY

Certified Financial Planner

NEW BEDFORD, MA

BETHANY LYNN PARKER

Certified Financial Planner

NEW BEDFORD, MA

Tyler Cedric Craig

n/a

Half Moon Bay, CA | NEW BEDFORD, MA

n/a

WHITNEY Erin HOLLAND

n/a

NEW BEDFORD, MA | Little Compton, RI

n/a

Andrew Joseph Straus

n/a

NEW BEDFORD, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALVES, KATHY, ANN

President

yes

11/2007

Mar 29, 2024

BARRY, JOSEPH, MICHAEL

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, AND CHIEF FINANCIAL OFFICER

yes

11/2007

Mar 15, 2012

Mar 29, 2024

BARRY, PATRICK, JOHN

Member

yes

12/2014

Mar 15, 2012

Mar 29, 2024

HOLLAND, WHITNEY, E.

CHIEF OPERATING OFFICER

yes

01/2023

Mar 29, 2024

BARRY, JEANINE, MARIE

Member

12/2014

Jan 26, 2015

Mar 29, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$847M

$688M

n/a

2024

Mar 18, 2025

$713M

$577M

n/a

2023

Mar 29, 2024

$655M

$523M

n/a

2022

Mar 28, 2023

$657M

$526M

n/a

2021

Mar 21, 2022

$750M

$600M

n/a

2020

Mar 12, 2021

$667M

$573M

n/a

2019

Mar 20, 2020

$644M

$553M

n/a

2018

Feb 27, 2019

$602M

$506M

n/a

2017

Mar 15, 2018

$677M

$563M

n/a

2016

Mar 29, 2017

$643M

$519M

n/a

2015

Mar 8, 2016

$614M

$491M

n/a

2014

Jan 26, 2015

$682M

$521M

n/a

2013

Mar 14, 2014

$653M

$135M

n/a

2012

Mar 22, 2013

$619M

$23.9M

n/a

2011

Mar 15, 2012

$606M

$7.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$847M

$713M

18.8%

$657M

8.8%