This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 6, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Jul 6, 2007

First registration

Feb 6, 2003

Dual registered

yes, broker-dealer

Other names

MICHAEL RAY BROZZO,|MICHAEL RAY BROZZO|MICHAEL RAY BROZZO|Mike Brozzo

IAPD individual key

4132548

Graph

RIA / Wealth Management

Canonical id

dfx:ria:959c49b2-aee1-3b60-6d33-45198da33868

First observed

Feb 6, 2003

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.