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R•••••• L• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

R•••••• L• K••••••

Advisor at I••••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:959edd9f-8b06-6d6d-64b3-694b74de2a94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• L••	Independent wealth	Feb 15, 2019	n/a	yes	DENVER, CO	Current employment
K•••••• F•••••••• P•••••••	n/a	Jan 2, 2014	Mar 28, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• F•••••••• P•••••••	I••••••••• L••	Mar 28, 2019	Feb 15, 2019	-41	Firm change after gap	Other
L•• F•••••••• L••	K•••••• F•••••••• P•••••••	Sep 25, 2013

Relationships

Registered with (5)

→ I••••••••• L••Registered adviserregistration: current employment
Feb 15, 2019 to presentfactForm ADV
→ K•••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jan 2, 2014 to Mar 28, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 16, 2006 to Sep 25, 2013factForm ADV
→ E•••••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:959edd9f-8b06-6d6d-64b3-694b74de2a94
First observed: Oct 8, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.