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A•••••••• I••••••••• M•••••••••, LLC, CRD 305357
BRISTOL, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••••• O••••••••• M••••••••• I••• | Owner | E | yes | 10/2019 | Nov 27, 2019 | Jul 18, 2022 |
| C••••••• M•••••• | Director | Na | yes | 01/2020 | Mar 30, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $22.4M | $87.8M | -74.5% | n/a | n/a | 5 | 8 | 0 | 0 |
| D•••••• A•••• R•••••••• | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER | A | yes | 10/2019 | Nov 27, 2019 | Jul 18, 2022 |
| J•••••• J•••••• A•••••••• | Director | Na | yes | 01/2020 | Mar 30, 2022 | Jul 18, 2022 |
| P•••••• J•••• E••••• | Owner | C | yes | 08/2019 | Aug 9, 2019 | Jul 18, 2022 |
| V•••••• R•••••••• S•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2020 | May 5, 2020 | Jul 18, 2022 |
| R•••••• R••••• G•••• | Member | A | no | 07/2022 | Feb 25, 2021 | Jul 18, 2022 |
| Mar 30, 2022 |
| $22.4M |
| $22.4M |
| 7 |
| 3 |
| 0 |
| n/a |
| n/a |
| 2020 | Jan 28, 2021 | $87.8M | $87.8M | 8 | 3 | 0 | n/a | n/a |
| 2019 | Mar 4, 2020 | $267M | $267M | 7 | 3 | 0 | n/a | n/a |