DFX Intelligence

E••••••• F••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

E••••••• F••••••••• I••

CRD 112908

MONTROSE, CO

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Search this name across graphsid dfx:ria:95a57578-c0c3-7470-b89e-d21d1ef1f3b1

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 6
On other graphs: 0
Observed: Feb 8, 2012 to Feb 9, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $237M••• Locked
Discretionary RAUM: $237M
Private client RAUM: $237Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $39.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•• M• E••••	n/a	MONTROSE, CO	27	30	n/a	no
J•••• K• E••••	n/a	MONTROSE, CO	27	22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• J•••••• L••••	CHIEF COMPLIANCE OFFICER/ VICE PRESIDENT	Na	yes	01/2020	Apr 15, 2021	Oct 10, 2024
E••••• J••• M•	President	E	yes	07/1998	Feb 8, 2012	Oct 10, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 9, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$237M	$195M	21.7%	$142M	18.6%	5	5	0	0

Relationships

Registered with (7)

← N••••• R••• M••••Advisorregistration: current employment
Mar 3, 2023 to presentfactForm ADV
← D••••• B• C•••••Advisorregistration: current employment
Jan 23, 2020 to presentfactForm ADV
← J••••• L•••• C•••••Advisorregistration: current employment
Jan 4, 2020 to presentfactForm ADV
← A••• J• M•••••

Dated events

Occurred
Feb 9, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Feb 9, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Apr 15, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 15, 2021

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95a57578-c0c3-7470-b89e-d21d1ef1f3b1
First observed: Feb 8, 2012
Last observed: Feb 9, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.