DFX Intelligence

T••••• W•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

T••••• W•••••• C•••••

Advisor at R•••••• J•••• • A••••••••• I•••

Kirkland, WA

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Search this name across graphsid dfx:ria:95b02587-3820-7a49-284c-8dc949cb15ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 23, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 9, 2026	n/a	yes	Kirkland, WA	Current employment
D••• D••••••• • C••	Independent wealth	Apr 2, 2019	Apr 10, 2026	no	BELLEVUE, WA\|CLYDE HILL, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••• D••••••• • C••	R•••••• J•••• • A••••••••• I•••	Apr 10, 2026	Apr 9, 2026	-1	Firm change	RIA to ibd
C••••••••• F•••••••• N••••••	D••• D••••••• • C••	Apr 2, 2019	Apr 2, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
199:705:WA:2026-04-10	Apr 10, 2026	Apr 9, 2026	CLYDE HILL, WA	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Apr 9, 2026 to presentfactForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Apr 2, 2019 to Apr 10, 2026factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Dec 10, 2015 to Apr 2, 2019factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Apr 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95b02587-3820-7a49-284c-8dc949cb15ba
First observed: Oct 26, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.