DFX Intelligence

D••••• R••••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

D••••• R••••• T•••

Advisor at O•••••••

BEACHWOOD, OH | Tampa, FL

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Search this name across graphsid dfx:ria:95b24090-199f-f9ac-fac1-c8acef5c3761

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• M••••••••• L••	Independent wealth	Sep 4, 2026	n/a	yes	Tampa, FL	Current employment
O•••••••	Independent wealth	Jul 26, 2021	n/a	yes	BEACHWOOD, OH\|Tampa, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	O•••••••	Jul 11, 2019	Jul 26, 2021	746	Firm change after gap	Ibd to RIA
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016	Nov 3, 2016

Relationships

Registered with (4)

→ S•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ O•••••••Registered adviserregistration: current employment
Jul 26, 2021 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 3, 2016 to Jul 11, 2019factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95b24090-199f-f9ac-fac1-c8acef5c3761
First observed: Oct 2, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.