DFX Intelligence

J••••• P••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••••• P••••• L•••••••••

Advisor at M•• I•••••••• S•••••••• L••

BRIDGEWATER, NJ | Fairfield, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 15, 2024	n/a	yes	Fairfield, NJ\|BRIDGEWATER, NJ	Current employment
P•••• S••••••••• L••	No RAUM reported	Oct 31, 2016	Feb 1, 2024	no	Basking Ridge, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Feb 1, 2024	Mar 15, 2024	43	Firm change	Ibd to ibd
Q•••••• A•••• M••••••••• I•••	P•••• S••••••••• L••	Jul 1, 2016	Oct 31, 2016

Relationships

Registered with (3)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 15, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Oct 31, 2016 to Feb 1, 2024factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 7, 2016 to Jul 1, 2016factForm ADV

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 7, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.