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D••• P••••••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

D••• P••••••••• L•••••••••

Advisor at N••••• M•••• M••••••••• L••

N•••••, FL

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Search this name across graphsid dfx:ria:95b4b1d8-bb3e-a64d-a917-e7f5aee68dc8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 6, 1989 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• M•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• M•••• M••••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	N•••••, FL	Current employment
L••••••••• N••••• • C••••••	n/a	Mar 6, 1989	Mar 15, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••••• N••••• • C••••••	N••••• M•••• M••••••••• L••	Mar 15, 2010	Jan 1, 2026	5,771	Firm change after gap	Other

Relationships

Registered with (2)

→ N••••• M•••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ L••••••••• N••••• • C••••••Registered adviserregistration: previous registration
Mar 6, 1989 to Mar 15, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95b4b1d8-bb3e-a64d-a917-e7f5aee68dc8
First observed: Mar 6, 1989
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.