DFX Intelligence

S•• R••• E••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•• R••• E••••• A•••••••

CRD 309932

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95b55f2c-34e0-88d2-6afc-03bad85ab7f1

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 2
Observed: Jun 23, 2021 to Mar 30, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•• R••• E••••• A•••••••

Venture manager · shared crd

Real Estate Fundsidentity

S•• R••• E••••• A•••••••

R••• estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $474M••• Locked
Discretionary RAUM: $474M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $474Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••••• E••• M••••	Chartered Financial Analyst	LOS ANGELES, CA	0	19	1	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•• S••••••••• H•••••• F•••• L•	R••• E••••• Fund	$190M	Mar 27, 2024	16	Jul 28, 2020	reported	021-354619
A••••••• S•••• R••• E••••• F••• I•• L•	R••• E••••• Fund	$174M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L• F••••••• D••••••• J•••	Member	E	yes	06/2009	Jun 23, 2021	Mar 27, 2024
L• F••••••• D••••••• J•••	CHIEF EXECUTIVE OFFICER	Na	yes	04/2020	Jun 23, 2021	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• G• I•• L••	n/a	n/a	n/a	N	yes	n/a
A••• G•• L••	n/a	n/a	n/a	N	yes	n/a
S•• S•• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$474M	$399M	18.6%	$278M	19.5%	14	12	0	0

Relationships

Registered with (1)

← K•••••• E••• M••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV

Advises (3)

→ S•• S••••••••• H•••••• F•••• L•Private fundR••• E••••• Fund, IA
Jul 28, 2020 to presentfactForm ADV
→ A••••••• S•••• R••• E••••• F•••• L•Private fundR••• E••••• Fund, IA
Jul 28, 2020 to presentfactForm ADV

Dated events

Occurred
Mar 27, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$122M
Occurred
Jun 23, 2021
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95b55f2c-34e0-88d2-6afc-03bad85ab7f1
First observed: Jun 23, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.