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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WESTRIVER ASSOCIATES LLC

CRD 161845

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95b87cc3-1498-a520-79e6-593d31dcfa65

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 1
Observed: Feb 17, 2012 to Mar 29, 2019
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Westriver Associates LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $154MItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $154M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $154Mgross asset value as reported per fund; never fund size
Custody, client assets: $154M
SEC number: 801-74357
CRD: 161845
Filings on the tape: 13
First filed: Feb 17, 2012
Latest filed: Mar 29, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WESTRIVER RE FINANCE FUND (MM), LP	Hedge Fund	$154M	Mar 29, 2019	12	Feb 17, 2012	reported	021-139787

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKHAI, KASHYAP	Trustee	F	yes	04/2010	Feb 17, 2012	Mar 29, 2019
MANGALJI, MAJID	MEMBER OF MANAGEMENT COMMITTEE	Na	yes	02/2010	Feb 17, 2012	Mar 29, 2019
MANGALJI, MOEZ	Trustee	F	yes	04/2010	Feb 17, 2012	Mar 29, 2019
WESTMONT INVESTMENTS LLC	SOLE MEMBER	E	yes	11/2006	Feb 17, 2012	Mar 29, 2019
WI INVESTMENTS TRUST	Member	E	yes	04/2010	Feb 17, 2012	Mar 29, 2019
ZABIK, ALEXANDER, KEVIN	MEMBER OF MANAGEMENT COMMITTEE	Na	yes	02/2010	Feb 17, 2012	Mar 29, 2019
KLINGHER, MICHAEL	MANAGING DIRECTOR	Na	no	02/2010	Feb 17, 2012	Mar 29, 2019
MESSINA, ANTHONY	COMPTROLLER AND SECRETARY, CHIEF COMPLIANCE OFFICER	Na	no	02/2010	Feb 17, 2012	Mar 29, 2019
THOWFEEK, MOHAMED	ASSET MANAGER	Na	no	02/2010	Feb 17, 2012	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WESTRIVER RE FINANCE FUND (MM) GP, LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$154M	$154M	6	6	0	1	$154M
2017	Mar 30, 2018	$152M	$152M	8	8	0	1	$152M
2016	Mar 31, 2017	$160M	$160M	8	8	n/a	1	$160M
2015	Mar 30, 2016	$155M	$155M	11	10	n/a	1	$155M
2014	Mar 31, 2015	$179M	$179M	11	10	n/a	1	$179M
2013	Mar 21, 2014	$188M	$188M	11	10	n/a	1	$173M
2012	Apr 1, 2013	$146M	$146M	11	10	n/a	1	$146M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$154M	$152M	0.9%	$155M	-0.3%	6	8	0	0

Relationships

Advises (1)

→ WESTRIVER RE FINANCE FUND (MM), LPPrivate fundHedge Fund, IA
Feb 17, 2012 to presentfactForm ADV

Controls (6)

← ZABIK, ALEXANDER, KEVINOwnerMEMBER OF MANAGEMENT COMMITTEE, ownership code NA, individual
Feb 17, 2012 to presentfactForm ADV
← MANGALJI, MOEZOwnerTRUSTEE, ownership code F, individual
Feb 17, 2012 to presentfactForm ADV
← MANGALJI, MAJIDOwnerMEMBER OF MANAGEMENT COMMITTEE, ownership code NA, individual
Feb 17, 2012 to presentfactForm ADV
← BAKHAI, KASHYAPOwnerTRUSTEE, ownership code F, individual
Feb 17, 2012 to presentfactForm ADV
← WESTMONT INVESTMENTS LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Feb 17, 2012 to presentfactForm ADV
← WI INVESTMENTS TRUSTOwnerMEMBER, ownership code E, domestic entity
Feb 17, 2012 to presentfactForm ADV

Owns (3)

← KLINGHER, MICHAELOwnerMANAGING DIRECTOR, ownership code NA, individual
Feb 17, 2012 to presentfactForm ADV
← THOWFEEK, MOHAMEDOwnerASSET MANAGER, ownership code NA, individual
Feb 17, 2012 to presentfactForm ADV
← MESSINA, ANTHONYOwnerCOMPTROLLER AND SECRETARY, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 17, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95b87cc3-1498-a520-79e6-593d31dcfa65
First observed: Feb 17, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESTRIVER ASSOCIATES LLC

CRD 161845

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95b87cc3-1498-a520-79e6-593d31dcfa65

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WESTRIVER RE FINANCE FUND (MM), LP

Hedge Fund

$154M

Mar 29, 2019

Feb 17, 2012

reported

021-139787

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKHAI, KASHYAP

Trustee

yes

04/2010

Feb 17, 2012

Mar 29, 2019

MANGALJI, MAJID

MEMBER OF MANAGEMENT COMMITTEE

yes

02/2010

Feb 17, 2012

Mar 29, 2019

MANGALJI, MOEZ

Trustee

yes

04/2010

Feb 17, 2012

Mar 29, 2019

WESTMONT INVESTMENTS LLC

SOLE MEMBER

yes

11/2006

Feb 17, 2012

Mar 29, 2019

WI INVESTMENTS TRUST

Member

yes

04/2010

Feb 17, 2012

Mar 29, 2019

ZABIK, ALEXANDER, KEVIN

MEMBER OF MANAGEMENT COMMITTEE

yes

02/2010

Feb 17, 2012

Mar 29, 2019

KLINGHER, MICHAEL

MANAGING DIRECTOR

02/2010

Feb 17, 2012

Mar 29, 2019

MESSINA, ANTHONY

COMPTROLLER AND SECRETARY, CHIEF COMPLIANCE OFFICER

02/2010

Feb 17, 2012

Mar 29, 2019

THOWFEEK, MOHAMED

ASSET MANAGER

02/2010

Feb 17, 2012

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WESTRIVER RE FINANCE FUND (MM) GP, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$154M

2017

Mar 30, 2018

$152M

2016

Mar 31, 2017

$160M

n/a

$160M

2015

Mar 30, 2016

$155M

n/a

$155M

2014

Mar 31, 2015

$179M

n/a

$179M

2013

Mar 21, 2014

$188M

n/a

$173M

2012

Apr 1, 2013

$146M

n/a

$146M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$154M

$152M

0.9%

$155M

-0.3%