DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••••• F•••••••• G••••• I•••
Wilmington, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••• F•••••••• G••••• I••• | Independent wealth | Feb 20, 2009 | n/a | yes | Wilmington, NC | Current employment |
| O••••••• F•••••••• G••••• I••• | Independent wealth | Feb 22, 2006 | Dec 31, 2008 | no | HICKORY, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O• I••••••••• M••••••••• C• | O••••••• F•••••••• G••••• I••• | Feb 22, 2006 | Feb 22, 2006 | 0 | Firm change | Other |
| L•• F•••••••• L•• | O• I••••••••• M••••••••• C• | Feb 27, 2004 | Feb 23, 2004 |
| O• I••••••••• M••••••••• C• | Bd affiliated wealth | Feb 23, 2004 | Feb 22, 2006 | no | HICKORY, NC | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 12, 2002 | Feb 27, 2004 | no | HICKORY, NC | Previous registration |
| C••••••• I••••••••• I••• | n/a | Dec 31, 2001 | Sep 9, 2002 | no | CINCINNATI, OH | Previous registration |
| -4 |
| Firm change |
| Other |
| C••••••• I••••••••• I••• | L•• F•••••••• L•• | Sep 9, 2002 | Sep 12, 2002 | 3 | Firm change | Other |