DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KEY INVESTMENT SERVICES LLC
BROOKLYN, OH | Cheektowaga, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | May 16, 2023 | n/a | yes | Cheektowaga, NY|BROOKLYN, OH | Current employment |
| HNP CAPITAL LLC | Former SEC adviser | Aug 9, 2021 | May 9, 2023 | no | ROCHESTER, NY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 5, 2016 | May 23, 2023 | no | ORCHARD PARK, NY|YORKSHIRE, NY|MEDINA, NY|BATAVIA, NY|ALBION, NY|ATTICA, NY|BATAVIA, NY|EAST AURORA, NY|LAKEWOOD, NY|LEROY, NY|WILLIAMSVILLE, NY|BUFFALO, NY|CALEDONIA, NY|SALAMANCA, NY|CUBA, NY|OLEAN, NY|ALLEGANY, NY|ELLICOTTVILLE, NY|ROCHESTER, NY|BROCKPORT, NY|STRYKERSVILLE, NY|CUBA, NY|LAKEWOOD, NY|ALLEGANY, NY|SALAMANCA, NY|ROCHESTER, NY|STRYKERSVILLE, NY|YORKSHIRE, NY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 5, 2015 | May 5, 2016 | no | BUFFALO, NY|NIAGARA FALLS, NY|AMHERST, NY|WILLIAMSVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | HNP CAPITAL LLC | May 23, 2023 | Aug 9, 2021 | -652 | Firm change after gap | Ibd to RIA |
| HNP CAPITAL LLC | KEY INVESTMENT SERVICES LLC | May 9, 2023 | May 16, 2023 | 7 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:150333:NY:2023-05-12 | May 23, 2023 | Aug 9, 2021 | YORKSHIRE, NY | Firm change after gap |