DFX Intelligence

A••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

A••••••• P••••••• L••

CRD 157700

CHEVY CHASE, MD

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Search this name across graphsid dfx:ria:95c71c51-4704-24ca-f13d-4c4f08bd03b3

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 9
On other graphs: 0
Observed: Feb 15, 2012 to Jul 2, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9B••• Locked
Discretionary RAUM: $440M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• L•••• H•••••	CO-PRESIDENT	Na	yes	01/2020	Mar 24, 2020	Jul 19, 2024
F•••••••• B•••	Member	E	yes	01/2018	Mar 30, 2022	Jul 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• B•••	n/a	n/a	n/a	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$2.2B	-13.6%	$2.9B	-12.3%	21	25	7	7

Relationships

Controls (6)

← H••••••• M••••••• A•••••OwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY, ownership code NA, individual
Feb 22, 2017 to Jul 19, 2024factForm ADV
← O•••••••• H•••• M••••••OwnerTREASURER, ownership code NA, individual
Feb 28, 2018 to Jul 19, 2024factForm ADV
← B••••••••• L•••• H•••••OwnerCO-PRESIDENT, ownership code NA, individual
Mar 24, 2020 to Jul 19, 2024factForm ADV
← T•••••• V••••••OwnerCO-PRESIDENT, ownership code NA, individual
Mar 24, 2020 to Jul 19, 2024

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
A••••••• P••••••• L•• reported RAUM $2.9B, up 37% from $2.1B (2022-11-08 to 2023-03-30)
Form ADVobserved 7 days ago
$786M
Occurred
Mar 30, 2023
Control person left
Kori Ogrosky (Chief Legal Officer) no longer on Schedule A of A••••••• P••••••• L•• (listed 2022-11-08, absent 2023-03-30)
Form ADVobserved 7 days ago
Occurred
Jul 15, 2022
Control person left
Marie Anne Balcer (Chief Legal Officer) no longer on Schedule A of A••••••• P••••••• L•• (listed 2022-06-08, absent 2022-07-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95c71c51-4704-24ca-f13d-4c4f08bd03b3
First observed: Feb 15, 2012
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.