DFX Intelligence

K•••• T••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

K•••• T••• C••••

Advisor at M••••• S••••••

Long Beach, CA

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Search this name across graphsid dfx:ria:95ce7552-11f5-9eda-6213-612259fab851

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Oct 14, 2025	n/a	yes	Long Beach, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Nov 13, 2007	Oct 3, 2025	no	PASADENA, CA\|Pasadena, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	M••••• S••••••	Oct 3, 2025	Oct 14, 2025	11	Firm change	Ibd to wirehouse
I••••••••• F•••••••• G••••• L••	W•••••• I••••••••• S•••••••••	Nov 13, 2007	Nov 13, 2007

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Oct 14, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 13, 2007 to Oct 3, 2025factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 3, 2007 to Nov 13, 2007factForm ADV

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95ce7552-11f5-9eda-6213-612259fab851
First observed: Jul 3, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.