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R••••• K•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

R••••• K•••• J••••••

Advisor at D••••••••• W••••• M•••••••••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:95cfc7ec-cb19-25ab-b931-c9390cc02783

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• W••••• M•••••••••	Independent wealth	Jan 30, 2014	n/a	yes	WALNUT CREEK, CA	Current employment
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Oct 29, 2008	Jan 9, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• A•••••••• L••	D••••••••• W••••• M•••••••••	Jan 9, 2014	Jan 30, 2014	21	Firm change	Other
C•••••••• G••••• M•••••• I•••	U••• B•••••• A•••••••• L••	Jul 29, 2008

Relationships

Registered with (3)

→ D••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 8, 1999 to May 16, 2007factForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 29, 2008 to Jan 9, 2014factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jun 19, 2007 to Jul 29, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95cfc7ec-cb19-25ab-b931-c9390cc02783
First observed: May 8, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.