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Advisor at WELLS FARGO ADVISORS
SAN DIEGO, CA | SOLANA BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 4, 2021 | n/a | yes | SOLANA BEACH, CA|SAN DIEGO, CA | Current employment |
| COMERICA SECURITIES | Former SEC adviser | Jun 21, 2016 | Sep 9, 2016 | no | SAN DIEGO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 26, 2010 | May 18, 2016 | no | MINNEAPOLIS, MN|CHARLOTTE, NC|LOS ANGELES, CA|EL SEGUNDO, CA|LOS ANGELES, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 31, 2007 | Nov 24, 2009 | no | LOS ANGELES, CA|MIAMI, FL|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMERICA SECURITIES | WELLS FARGO ADVISORS | Sep 9, 2016 | Oct 4, 2021 | 1,851 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | COMERICA SECURITIES | May 18, 2016 | Jun 21, 2016 | 34 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Nov 24, 2009 | Jan 26, 2010 | 63 | Firm change | Other |