DFX Intelligence

J•••• A•• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••• A•• L••••••

Advisor at K••••••••• W••••• M••••••••• L••

GREEN BAY, WI | SHAWANO, WI

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Search this name across graphsid dfx:ria:95deb55a-4f37-58ab-3f35-00b438c84b06

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••••• W••••• M••••••••• L••	Independent wealth	Aug 23, 2021	n/a	yes	GREEN BAY, WI\|SHAWANO, WI	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 13, 2021	Aug 23, 2021	no	GREEN BAY, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	K••••••••• W••••• M••••••••• L••	Aug 23, 2021	Aug 23, 2021	0	Firm change	Wirehouse to RIA
C••••••••• W••••• A•••••••• L••	W•••• F•••• A•••••••	Jul 16, 2019	Jul 13, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
112997:38357:WI:2019-03-06	Mar 6, 2019	Mar 19, 2019	GREEN BAY, WI	Firm change

Relationships

Registered with (4)

→ K••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 23, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 13, 2021 to Aug 23, 2021factForm ADV
→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 19, 2019 to Jul 16, 2019factForm ADV
→ S•••••• I••••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95deb55a-4f37-58ab-3f35-00b438c84b06
First observed: Dec 11, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.