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J••• M••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

J••• M••••• Y••••

Advisor at J••••• M••••••••• S•••• L••

DuBois, PA

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Search this name across graphsid dfx:ria:95e0b141-65f3-e6bc-4737-d4168c933491

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Jun 25, 2005	n/a	yes	DuBois, PA	Current employment
P••••••••• I•••••••••	n/a	Apr 28, 2005	Jun 25, 2005	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• I•••••••••	J••••• M••••••••• S•••• L••	Jun 25, 2005	Jun 25, 2005	0	Bulk transfer	Other

Relationships

Registered with (2)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Jun 25, 2005 to presentfactForm ADV
→ P••••••••• I•••••••••Registered adviserregistration: previous registration
Apr 28, 2005 to Jun 25, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95e0b141-65f3-e6bc-4737-d4168c933491
First observed: Apr 28, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.