DFX Intelligence

T••••• W•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

T••••• W•••••• F•••••

Advisor at C••••••

Charlotte, NC

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Search this name across graphsid dfx:ria:95ead06f-0610-0759-1a96-669da556831c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Oct 11, 2022	n/a	yes	Charlotte, NC	Current employment
C• B••••••••• P•••••• W•••••	Former SEC adviser	Jul 3, 2017	Mar 31, 2023	no	CHARLOTTE, NC\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• B••••••••• P•••••• W•••••	C••••••	Mar 31, 2023	Oct 11, 2022	-171	Bulk transfer	RIA to RIA
M••••• A•••••••• I•••	C• B••••••••• P•••••• W•••••	Sep 8, 2017	Jul 3, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
111093:109569:NC:2017-09-08	Sep 8, 2017	Jul 3, 2017	CHARLOTTE, NC	Firm change after gap

Relationships

Registered with (4)

→ C••••••Registered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ C• B••••••••• P•••••• W•••••Registered adviserregistration: previous registration
Jul 3, 2017 to Mar 31, 2023factForm ADV
→ M••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2016 to Sep 8, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95ead06f-0610-0759-1a96-669da556831c
First observed: May 15, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.