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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AIO FINANCIAL, LLC

CRD 114030

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95f12638-a899-831a-c95e-ba28d92cdbf0

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: Jan 22, 2020 to Feb 20, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $199MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $199MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $99.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 197
Individual clients: 149
High net worth clients: 48
SEC number: 801-118105
CRD: 114030
Filings on the tape: 17
First filed: Jan 22, 2020
Latest filed: Feb 20, 2026
Organised: Limited Liability Company, AZ
Website: expatplanners.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM MICHAEL HOLLIDAY	Certified Financial Planner	TUCSON, AZ	21	22	n/a	no
LUIS FERNANDO SANCHEZ	n/a	TUCSON, AZ \| Hermosillo	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOLLIDAY, WILLIAM, MICHAEL	OWNER CCO	E	yes	05/2005	Jan 22, 2020	Mar 8, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BEVERLY HILLS	CA	United States	1	no
Boulder	Co	United States	1	no
LAS VEGAS	Nv	United States	1	no
LAKE OSWEGO	Or	United States	1	no
Issaquah	Wa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 20, 2026	$199M	$0	4	2	5	n/a	n/a
2024	Jan 14, 2025	$182M	$0	3	3	5	n/a	n/a
2023	Mar 8, 2024	$157M	$0	1	1	5	n/a	n/a
2022	Mar 29, 2023	$145M	$0	1	1	5	n/a	n/a
2021	Feb 28, 2022	$151M	$0	3	3	5	n/a	n/a
2020	Feb 22, 2021	$120M	$0	4	4	20	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$199M	$182M	9.5%	$145M	11.2%	4	3	5	5

Relationships

Registered with (3)

← LUIS FERNANDO SANCHEZAdvisorregistration: current employment
Jan 16, 2025 to presentfactForm ADV
← WILLIAM MICHAEL HOLLIDAYAdvisorregistration: current employment
May 10, 2005 to presentfactForm ADV
← Kataya Lorelei PlettAdvisorregistration: previous registration
Jun 15, 2021 to Sep 21, 2022factForm ADV

Controls (1)

← HOLLIDAY, WILLIAM, MICHAELOwnerOWNER CCO, ownership code E, individual
Jan 22, 2020 to Mar 8, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 21, 2022
Advisor changed firm
Kataya Lorelei Plett left Aio Financial, Llc for Financial Advocates Investment Management (registered 2023-01-26)
Form ADVobserved 5 days ago
Occurred
Jan 22, 2020
First Form ADV filing
Aio Financial, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Sep 7, 2021
Aio Financial, Llc reported 5 offices beyond its principal office, down from 15 (2021-06-10 to 2021-09-07)
Occurred
Jun 10, 2021
Aio Financial, Llc reported 15 offices beyond its principal office, down from 20 (2021-04-06 to 2021-06-10)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95f12638-a899-831a-c95e-ba28d92cdbf0
First observed: Jan 22, 2020
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AIO FINANCIAL, LLC

CRD 114030

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95f12638-a899-831a-c95e-ba28d92cdbf0

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM MICHAEL HOLLIDAY

Certified Financial Planner

TUCSON, AZ

n/a

LUIS FERNANDO SANCHEZ

n/a

TUCSON, AZ | Hermosillo

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOLLIDAY, WILLIAM, MICHAEL

OWNER CCO

yes

05/2005

Jan 22, 2020

Mar 8, 2024

City

State

Country

Employees

Also broker-dealer

BEVERLY HILLS

United States

Boulder

United States

LAS VEGAS

United States

LAKE OSWEGO

United States

Issaquah

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 20, 2026

$199M

n/a

2024

Jan 14, 2025

$182M

n/a

2023

Mar 8, 2024

$157M

n/a

2022

Mar 29, 2023

$145M

n/a

2021

Feb 28, 2022

$151M

n/a

2020

Feb 22, 2021

$120M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$199M

$182M

9.5%

$145M

11.2%