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Advisor at USA FINANCIAL SECURITIES LLC
RALEIGH, NC | ADA, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| USA FINANCIAL SECURITIES LLC | Independent wealth | Jan 2, 2024 | n/a | yes | RALEIGH, NC|ADA, MI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 13, 2020 | Jan 12, 2024 | no | ROANOKE, VA|LYNCHBURG, VA|ROANOKE, VA|VINTON, VA|SALEM, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | USA FINANCIAL SECURITIES LLC | Jan 12, 2024 | Jan 2, 2024 | -10 | Firm change | Wirehouse to RIA |