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J••• R••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

J••• R••• K••••••

Advisor at D•••••• W••••• P•••••••• L••

HERBER CITY, UT | CINCINNATI, OH

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Search this name across graphsid dfx:ria:95f8cf8d-36f3-8bc2-5949-0a6bedb62c27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• P•••••••• L••	Independent wealth	Apr 21, 2025	n/a	yes	HERBER CITY, UT\|CINCINNATI, OH	Current employment
M••••• S••••••	Wirehouse	Mar 5, 2014	May 1, 2025	no	Deerfield, IL\|Miami, FL\|Heber, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	D•••••• W••••• P•••••••• L••	May 1, 2025	Apr 21, 2025	-10	Firm change	Wirehouse to RIA
M•••••• F•••••••• I••••••••• M••••••••• I•••	M••••• S••••••	Feb 4, 2014	Mar 5, 2014

Relationships

Registered with (4)

→ D•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Apr 21, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 5, 2014 to May 1, 2025factForm ADV
→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 18, 2006 to Feb 4, 2014factForm ADV
→ M•••••• F••••••••• I•••Registered adviser

Dated events

Occurred
May 1, 2025
Advisor changed firm
J••• R••• K•••••• left M••••• S•••••• for D•••••• W••••• P•••••••• L•• (registered 2025-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95f8cf8d-36f3-8bc2-5949-0a6bedb62c27
First observed: Jun 18, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.